sc13da6_spectrum0610.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 6)

SPECTRUM BRANDS, INC.
(Name of Issuer)
 
COMMON STOCK (PAR VALUE $0.01 PER SHARE)
(Title of Class of Securities)
 
 84762L204
(CUSIP Number)
   
PHILIP FALCONE
450 PARK AVENUE, 30TH FLOOR
NEW YORK, NEW YORK 10022
(212) 339-5888
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
     
June 7, 2010
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
 
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are to be sent.
 
*  The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be  subject to all other  provisions of the Act  (however, see the Notes).





 
 

 

CUSIP No. 84762L204
Page 1 of 14 Pages
SCHEDULE 13D
 
 
1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners Master Fund I, Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
9,025,356
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
9,025,356
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
9,025,356
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
29.47%
14
TYPE OF REPORTING PERSON
 
CO



 
 

 
 

CUSIP No. 84762L204
Page 2 of 14 Pages
SCHEDULE 13D
 

1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
9,025,356
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
9,025,356
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
9,025,356
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
29.47%
14
TYPE OF REPORTING PERSON
 
CO


 
 

 
 

CUSIP No. 84762L204
Page 3 of 14 Pages
SCHEDULE 13D
 

1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners Special Situations Fund, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,970,992
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,970,992
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,970,992
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.44%
14
TYPE OF REPORTING PERSON
 
PN


 
 

 
 

CUSIP No. 84762L204
Page 4 of 14 Pages
SCHEDULE 13D
 


1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners Special Situations GP, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,970,992
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,970,992
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,970,992
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.44%
14
TYPE OF REPORTING PERSON
 
CO


 
 

 
 

CUSIP No. 84762L204
Page 5 of 14 Pages
SCHEDULE 13D
 


1
NAME OF REPORTING PERSON
 
Global Opportunities Breakaway Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,453,850
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,453,850
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,453,850
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
4.75%
14
TYPE OF REPORTING PERSON
 
CO



 
 

 
 

CUSIP No. 84762L204
Page 6 of 14 Pages
SCHEDULE 13D
 

1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners II LP
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,453,850
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,453,850
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,453,850
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
4.75%
14
TYPE OF REPORTING PERSON
 
PN


 
 

 


CUSIP No. 84762L204
Page 7 of 14 Pages
SCHEDULE 13D
 

 
1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners II GP LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,453,850
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,453,850
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,453,850
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
4.75%
14
TYPE OF REPORTING PERSON
 
CO


 
 

 
 

CUSIP No. 84762L204
Page 8 of 14 Pages
SCHEDULE 13D
 


1
NAME OF REPORTING PERSON
 
Harbinger Holdings, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
10,996,348
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
10,996,348
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
10,996,348
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
35.90%
14
TYPE OF REPORTING PERSON
 
CO


 
 

 
 

CUSIP No. 84762L204
Page 9 of 14 Pages
SCHEDULE 13D
 


1
NAME OF REPORTING PERSON
 
Philip Falcone
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S.A.
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
12,450,198
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
12,450,198
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
12,450,198
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
40.65%
14
TYPE OF REPORTING PERSON
 
IN


 
 

 
 

CUSIP No. 84762L204
Page 10 of 14 Pages
SCHEDULE 13D
 

Item 1. Security and Issuer.
 
This Amendment No. 6 to the Schedule 13D ("Amendment No. 6") is being filed by the undersigned to amend the Schedule 13D filed by the Reporting Persons on September 8, 2009, as amended by Amendment No. 1 filed on October 19, 2009, Amendment No. 2 filed on February 12, 2010, Amendment No. 3 filed on March 3, 2010, Amendment No. 4 filed on April 2, 2010 and Amendment No. 5 filed on May 4, 2010 (as amended, the "Schedule 13D") with respect to the Common Stock, par value $0.01 per share (the "Shares") of Spectrum Brands, Inc. (the "Issuer").  The address of the Issuer is 601 Rayovac Drive, Madison, Wisconsin 53711.
 
Item 2. Identity and Background.
 
No material change.
 
Item 3. Source and Amount of Funds or Other Consideration.
 
Item 3 of the Schedule 13D is hereby amended and restated in its entirety as follows:
 
“As of the date hereof the Master Fund may be deemed to beneficially own 9,025,356 Shares.
 
As of the date hereof Harbinger LLC may be deemed to beneficially own 9,025,356 Shares.
 
As of the date hereof the Special Fund may be deemed to beneficially own 1,970,992 Shares.
 
As of the date hereof HCPSS may be deemed to beneficially own 1,970,992 Shares.
 
As of the date hereof the Breakaway Fund may be deemed to beneficially own 1,453,850 Shares.
 
As of the date hereof HCP II may be deemed to beneficially own 1,453,850 Shares.
 
As of the date hereof HCP II GP may be deemed to beneficially own 1,453,850 Shares.
 
As of the date hereof Harbinger Holdings may be deemed to beneficially own 10,996,348 Shares.
 
As of the date hereof Philip Falcone may be deemed to beneficially own 12,450,198 Shares.
 
No borrowed funds were used to purchase the Shares, other than any borrowed funds used for working capital purposes in the ordinary course of business.”
 
Item 4.   Purpose of Transaction.

Item 4 of the Schedule 13D is hereby amended by adding the following after the last paragraph thereof:
 
“In response to concerns of Spectrum stockholders regarding the liquidity of the shares of Parent Common Stock following the consummation of the Mergers, the Master Fund and the Special Fund (together, the “Purchasing Parties”) have determined that following the consummation of the Mergers they will enter into a Rule 10b5-1 Purchase Instruction (“the Instruction”), pursuant to which they will establish a trading plan instructing a broker-dealer to purchase 150,000 shares of Parent Common Stock per calendar week subject to a maximum price limitation of $31.50 per share and the limitations of Rule 10b-18 promulgated under the Securities Exchange Act of 1934, a s amended, and applicable law.  It is the intention of the Purchasing Parties to purchase shares of Parent Common Stock until the Instruction is terminated, which is expected to occur upon the earlier of, among other events, the purchase of 1,200,000 shares of Parent Common Stock and eight weeks following the commencement of purchases under the Instruction.”
 
 
 

 
 

CUSIP No. 84762L204
Page 11 of 14 Pages
SCHEDULE 13D
 
 
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
 
“References to percentage ownerships of Shares in this Schedule 13D are based upon the 30,629,213 Shares stated to be outstanding as of May 17, 2010 by the Issuer in the Issuer's Quarterly Report on Form 10-Q for the quarter which ended April 4, 2010.
 
(a, b) As of the date hereof, the Master Fund may be deemed to be the beneficial owner of 9,025,356 Shares, constituting 29.47% of the Shares of the Issuer.
 
The Master Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 9,025,356 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 9,025,356 Shares.
 
The Master Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Harbinger LLC may be deemed to be the beneficial owner of 9,025,356 Shares, constituting 29.47% of the Shares of the Issuer.
 
Harbinger LLC has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 9,025,356 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 9,025,356 Shares.
 
Harbinger LLC specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, the Special Fund may be deemed to be the beneficial owner of 1,970,992 Shares, constituting 6.44% of the Shares of the Issuer.
 
The Special Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,970,992 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,970,992 Shares.
 
The Special Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, HCPSS may be deemed to be the beneficial owner of 1,970,992 Shares, constituting 6.44% of the Shares of the Issuer.
 
HCPSS has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,970,992 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,970,992 Shares.
 
HCPSS specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, the Breakaway Fund may be deemed to be the beneficial owner of 1,453,850 Shares, constituting 4.75% of the Shares of the Issuer.
 
The Breakaway Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,453,850 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,453,850 Shares.
 
The Breakaway Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, HCP II may be deemed to be the beneficial owner of 1,453,850 Shares, constituting 4.75% of the Shares of the Issuer.
 
HCP II has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,453,850 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,453,850 Shares.
 
HCP II specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
 
 
 
 

 
 

CUSIP No. 84762L204
Page 12 of 14 Pages
SCHEDULE 13D
 
 
(a, b) As of the date hereof, HCP II GP may be deemed to be the beneficial owner of 1,453,850 Shares, constituting 4.75% of the Shares of the Issuer.
 
HCP II GP has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,453,850 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,453,850 Shares.
 
HCP II GP specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Harbinger Holdings may be deemed to be the beneficial owner of 10,996,348 Shares, constituting 35.90% of the Shares of the Issuer.
 
Harbinger Holdings has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of  10,996,348 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of  10,996,348 Shares.
 
Harbinger Holdings specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Philip Falcone may be deemed to be the beneficial owner of 12,450,198 Shares, constituting 40.65% of the Shares of the Issuer.
 
Mr. Falcone has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 12,450,198 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 12,450,198 Shares.
 
Mr. Falcone specifically disclaims beneficial ownership in the Shares reported herein except to the extent he actually exercises voting or dispositive power with respect to such Shares.
 
(c) The trading dates, number of Shares purchased and price per share for all Shares purchased by the Reporting Persons since filing the last amendment to this Schedule 13D is set forth in Exhibit U.
 
(d) Not applicable.
 
(e) Not applicable.”
 
Item 6.   Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
No material change.
 
Item 7.   Material to be Filed as Exhibits.
 
 
Exhibit U:
Transactions in the Shares
 
 
Exhibit V:
Joint Filing Agreement
 
 
 
 

 
 

CUSIP No. 84762L204
Page 13 of 14 Pages
SCHEDULE 13D
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


   
HARBINGER CAPITAL PARTNERS
MASTER FUND I, LTD.
   
 
By:
 
Harbinger Capital Partners LLC
   
 
By:
 
Harbinger Holdings, LLC, Manager
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS LLC
   
 
By:
 
Harbinger Holdings, LLC, Manager
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
   
 
By:
 
Harbinger Capital Partners Special Situations GP, LLC
   
 
By:
 
Harbinger Holdings, LLC, Managing Member
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
   
 
By:
 
Harbinger Holdings, LLC, Managing Member
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member
 
 
 
 

 
 

CUSIP No. 84762L204
Page 14 of 14 Pages
SCHEDULE 13D
 


   
GLOBAL OPPORTUNITIES BREAKAWAY LTD.
   
 
By:
 
Harbinger Capital Partners II LP
   
 
By:
 
Harbinger Capital Partners II GP LLC, General Partner
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS II LP
   
 
By:
 
Harbinger Capital Partners II GP LLC, General Partner
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS II GP LLC
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER HOLDINGS, LLC
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


      /s/ Philip Falcone  
   
Philip Falcone


June 7, 2010

Attention: Intentional misstatements or omissions of fact constitute federal violations (see 18 U.S.C. 1001).
 
 
 
exu-sc13da6_spectrum0610.htm
Exhibit U

TRANSACTIONS IN THE SHARES
 

 
Transactions by Harbinger Capital Partners Master Fund I, Ltd.
 
Date of Transaction
 
Number of Shares Purchase
   
Price per Share ($)
 
                 
May 04, 2010
    320       29.70  
May 04, 2010
    80       29.73  
May 04, 2010
    400       29.74  
May 04, 2010
    3,600       29.80  
May 04, 2010
    58       29.90  
May 04, 2010
    800       29.95  
May 04, 2010
    160       29.98  
May 04, 2010
    582       29.99  
May 04, 2010
    1,200       30.00  
May 05, 2010
    880       29.10  
May 05, 2010
    240       29.15  
May 05, 2010
    160       29.16  
May 05, 2010
    160       29.17  
May 05, 2010
    240       29.19  
May 05, 2010
    720       29.21  
May 05, 2010
    2,880       29.25  
May 05, 2010
    80       29.27  
May 05, 2010
    80       29.27  
May 05, 2010
    80       29.30  
May 05, 2010
    80       29.32  
May 05, 2010
    800       29.40  
May 05, 2010
    800       29.68  
May 06, 2010
    80       28.36  
May 06, 2010
    160       28.50  
May 06, 2010
    240       28.51  
May 06, 2010
    319       28.54  
May 06, 2010
    80       28.55  
May 06, 2010
    80       28.56  
May 06, 2010
    80       28.57  
May 06, 2010
    320       28.66  
May 06, 2010
    160       28.72  
May 06, 2010
    241       28.81  
May 06, 2010
    160       28.82  
May 06, 2010
    560       28.98  
May 06, 2010
    160       29.04  
May 06, 2010
    400       29.15  
May 06, 2010
    1,200       29.20  
May 06, 2010
    160       29.22  
May 06, 2010
    240       29.25  
May 06, 2010
    400       29.28  
May 06, 2010
    160       29.30  
May 06, 2010
    160       29.35  
May 06, 2010
    160       29.40  
May 06, 2010
    160       29.41  
May 06, 2010
    320       29.45  
May 06, 2010
    400       29.47  
May 06, 2010
    80       29.53  
May 06, 2010
    160       29.55  
May 06, 2010
    160       29.70  
May 06, 2010
    160       29.75  
May 06, 2010
    80       29.76  
May 06, 2010
    80       29.79  
May 06, 2010
    80       29.80  


 
U-1

 
Transactions by Harbinger Capital Partners Special Situations Fund, L.P.

Date of Transaction
 
Number of Shares Purchase
   
Price per Share ($)
 
             
May 04, 2010
    80       29.70  
May 04, 2010
    20       29.73  
May 04, 2010
    100       29.74  
May 04, 2010
    900       29.80  
May 04, 2010
    15       29.90  
May 04, 2010
    200       29.95  
May 04, 2010
    40       29.98  
May 04, 2010
    145       29.99  
May 04, 2010
    300       30.00  
May 05, 2010
    220       29.10  
May 05, 2010
    60       29.15  
May 05, 2010
    40       29.16  
May 05, 2010
    40       29.17  
May 05, 2010
    60       29.19  
May 05, 2010
    180       29.21  
May 05, 2010
    720       29.25  
May 05, 2010
    20       29.27  
May 05, 2010
    20       29.27  
May 05, 2010
    20       29.30  
May 05, 2010
    20       29.32  
May 05, 2010
    200       29.40  
May 05, 2010
    200       29.68  
May 06, 2010
    20       28.36  
May 06, 2010
    40       28.50  
May 06, 2010
    60       28.51  
May 06, 2010
    80       28.54  
May 06, 2010
    20       28.55  
May 06, 2010
    20       28.56  
May 06, 2010
    20       28.57  
May 06, 2010
    80       28.66  
May 06, 2010
    40       28.72  
May 06, 2010
    60       28.81  
May 06, 2010
    40       28.82  
May 06, 2010
    140       28.98  
May 06, 2010
    40       29.04  
May 06, 2010
    100       29.15  
May 06, 2010
    300       29.20  
May 06, 2010
    40       29.22  
May 06, 2010
    60       29.25  
May 06, 2010
    100       29.28  
May 06, 2010
    40       29.30  
May 06, 2010
    40       29.35  
May 06, 2010
    40       29.40  
May 06, 2010
    40       29.41  
May 06, 2010
    80       29.45  
May 06, 2010
    100       29.47  
May 06, 2010
    20       29.53  
May 06, 2010
    40       29.55  
May 06, 2010
    40       29.70  
May 06, 2010
    40       29.75  
May 06, 2010
    20       29.76  
May 06, 2010
    20       29.79  
May 06, 2010
    20       29.80  

 
 
U-2 

exv-sc13da6_spectrum0610.htm
EXHIBIT V
 
JOINT FILING AGREEMENT
 
The undersigned agree that this Amendment No. 6 dated June 7, 2010 relating to the shares of Common Stock (par value $0.01 per share) of Spectrum Brands, Inc. shall be filed on behalf of the undersigned.


   
HARBINGER CAPITAL PARTNERS
MASTER FUND I, LTD.
   
 
By:
 
Harbinger Capital Partners LLC
   
 
By:
 
Harbinger Holdings, LLC, Managing Member
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS LLC
   
 
By:
 
Harbinger Holdings, LLC, Managing Member
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
   
 
By:
 
Harbinger Capital Partners Special Situations GP, LLC
   
 
By:
 
Harbinger Holdings, LLC, Managing Member
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
   
 
By:
 
Harbinger Holdings, LLC, Managing Member
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member

 
 

V-1
 
 

 
 

 
   
GLOBAL OPPORTUNITIES BREAKAWAY LTD.
   
 
By:
 
Harbinger Capital Partners II LP
   
 
By:
 
Harbinger Capital Partners II GP LLC
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS II LP
   
 
By:
 
Harbinger Capital Partners II GP LLC
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS II GP LLC
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER HOLDINGS, LLC
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


     /s/ Philip Falcone  
   
Philip Falcone


June 7, 2010
 
 
V-2